Quest CE introduced today a new disclosure service to assist firms in tracking corporate communications, as required by FINRA Rule 3110(b)(4): Review of Correspondence and Internal Communications. Read More

Quest CE today announced the addition of the new Firm Element course, “General Data Protection Regulation (GDPR)," to its e-learning catalog. Read More

Quest CE today announced the addition of the new a course, "Annual Compliance Reminders for Registered Representatives - Vol. 8," to its FINRA e-learning catalog. Read More

Quest CE is excited to announce its upcoming attendance at the 2017 National Society of Compliance Professionals (NSCP) conference in Washington, DC, October 17-18, 2017. Read More

The course, “Treatment of Non-Cash Compensation,” provides an overview of non-cash compensation and the various rules that are associated with these types of offerings. Read More

Compliance departments need to understand how their representatives are performing by continuously tracking their training progress and making the appropriate adjustments, when necessary. Read More

This announcement marks the evolution of its traditional learning management system to an all-in-one compliance management system and represents significant enhancements in usability and functionality. Read More

In a roundtable Q&A, Quest CE sits down with two expert compliance consultants to discuss what exam priorities will have the biggest impact on how they manage risk this year. Read More

Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of two new Firm Element courses to its e-learning library, “Cybersecurity for Registered Representatives” and “Cybersecurity for Supervisors.” Read More

On January 11, 2016, the Securities and Exchange Commission (SEC) announced its annual list of examination priorities for 2016. Similar to last year’s release, the SEC plans to focus on three thematic areas, which include... Read More