Quest CE News

Find the latest course materials and corporate offerings.

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Quest CE Rolls Out Complete System Redesign

This announcement marks the evolution of its traditional learning management system to an all-in-one compliance management system and represents significant enhancements in usability and functionality. Read More

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Compliance Consultant Q&A: Exam Advice for 2016

In a roundtable Q&A, Quest CE sits down with two expert compliance consultants to discuss what exam priorities will have the biggest impact on how they manage risk this year. Read More

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Quest CE Introduces Two Courses on Cybersecurity

Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of two new Firm Element courses to its e-learning library, “Cybersecurity for Registered Representatives” and “Cybersecurity for Supervisors.” Read More

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SEC Announces 2016 Exam Priorities

On January 11, 2016, the Securities and Exchange Commission (SEC) announced its annual list of examination priorities for 2016. Similar to last year’s release, the SEC plans to focus on three thematic areas, which include... Read More

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FINRA Releases its 2016 Regulatory and Exam Priorities Letter

On Tuesday, January 5, 2016, the Financial Industry Regulatory Authority (FINRA) released its crystal ball forecast, or 2016 Regulatory and Examination Priorities Letter, describing what the agency plans to focus its enforcement efforts on this year. According to the report, the self-regulatory authority will explore risks associated with... Read More

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Making the Fourth Quarter Compliance ‘Comeback’

While the compliance comeback is no easy feat, I’m here to tell you that there’s still time, and by following the below training tips you can have your program up and running before the play clock expires. Read More

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Quest CE to Attend the 2015 NSCP National Conference

Quest CE is excited to announce its upcoming attendance at the 2015 National Society of Compliance Professionals (NSCP) conference in National Harbor, Maryland, November 1-4, 2015. Read More

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Quest CE to Attend the 2015 Inc. 5000 Conference and Awards Ceremony

Quest CE is pleased to announce its upcoming attendance at the 2015 Inc. 500|5000 Conference & Awards Ceremony in Orlando, Florida October 21-23. Read More

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Quest CE Receives 2015 GRC Innovation Award

Quest CE, premier provider of compliance training and tracking technology solutions, today announced that its Branch Audit Management Platform has been honored with a 2015 GRC Innovation Award in the User Interface and Experience Category by GRC analyst firm GRC 20/20. Read More

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Quest CE to Attend SILA’s 2015 National Education Conference

Quest CE is pleased to announce that it will be an exhibiting partner at the 2015 SILA National Education Conference. Read More