Quest CE News

Find the latest course materials and corporate offerings.

Quest CE to Attend 2017 NSCP Conference

Quest CE is excited to announce its upcoming attendance at the 2017 National Society of Compliance Professionals (NSCP) conference in Washington, DC, October 17-18, 2017. Read More

Course Released on Non-Cash Compensation

The course, “Treatment of Non-Cash Compensation,” provides an overview of non-cash compensation and the various rules that are associated with these types of offerings. Read More

Get the Most Out of Your Compliance Reports

Compliance departments need to understand how their representatives are performing by continuously tracking their training progress and making the appropriate adjustments, when necessary. Read More

Quest CE Rolls Out Complete System Redesign

This announcement marks the evolution of its traditional learning management system to an all-in-one compliance management system and represents significant enhancements in usability and functionality. Read More

Compliance Consultant Q&A: Exam Advice for 2016

In a roundtable Q&A, Quest CE sits down with two expert compliance consultants to discuss what exam priorities will have the biggest impact on how they manage risk this year. Read More

Quest CE Introduces Two Courses on Cybersecurity

Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of two new Firm Element courses to its e-learning library, “Cybersecurity for Registered Representatives” and “Cybersecurity for Supervisors.” Read More

SEC Announces 2016 Exam Priorities

On January 11, 2016, the Securities and Exchange Commission (SEC) announced its annual list of examination priorities for 2016. Similar to last year’s release, the SEC plans to focus on three thematic areas, which include... Read More

FINRA Releases its 2016 Regulatory and Exam Priorities Letter

On Tuesday, January 5, 2016, the Financial Industry Regulatory Authority (FINRA) released its crystal ball forecast, or 2016 Regulatory and Examination Priorities Letter, describing what the agency plans to focus its enforcement efforts on this year. According to the report, the self-regulatory authority will explore risks associated with... Read More

Making the Fourth Quarter Compliance ‘Comeback’

While the compliance comeback is no easy feat, I’m here to tell you that there’s still time, and by following the below training tips you can have your program up and running before the play clock expires. Read More

Quest CE to Attend the 2015 NSCP National Conference

Quest CE is excited to announce its upcoming attendance at the 2015 National Society of Compliance Professionals (NSCP) conference in National Harbor, Maryland, November 1-4, 2015. Read More