Quest CE News

Find the latest course materials and corporate offerings.

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New Course on Government Sponsored Enterprises

The new course, “Government Sponsored Enterprises and Home Financing” provides an introductory overview of Government Sponsored Enterprises, including changes in ownership, congressional requirements and market factors that lead to crisis. Read More

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FINRA and SEC Exam Priorities Course Now Available

The course starts out with a review of some of the top securities violations from 2015 and later provides guidance on FINRA and the SEC's 2016 examination priorities letters, highlighting overlapping concepts. It also looks at some of the top super-sized fines from this past year and discusses strategies for building a sustainable culture of compliance. Read More

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Quest CE Introduces Two Courses on Cybersecurity

Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of two new Firm Element courses to its e-learning library, “Cybersecurity for Registered Representatives” and “Cybersecurity for Supervisors.” Read More

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Quest CE Releases 2016 FE, AML & ACM Catalogs

Quest CE, premier provider of compliance training and tracking technology solutions, is proud to announce the early release of its 2016 Firm Element, Anti-Money Laundering and Annual Compliance Meeting course catalogs. Read More

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Quest CE Releases Course on Private Securities Transactions

Authored by FINRA, the course “FINRA – Private Securities Transactions” covers rules and regulations governing the treatment of private securities transactions, and reviews obligations for registered representatives. Scenarios are presented to help registered representatives identify private securities transactions and the appropriate actions to take before engaging in them. Read More

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Top Ten Firm Element Courses of 2015

While the broad range of available courses can be overwhelming, it should never deter you from creating a program centered on your firm's needs. To help begin your search of the perfect program, we’ve consolidated a list of our "top 10" most popular courses in 2015. Read More

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Quest CE Spotlights Training During Cybersecurity Awareness Month

Cybersecurity is one of the most significant issues facing the financial services sector. Each day, the volume and level of sophistication of security incidents continues to rise. As a result, it’s important that financial institutions enhance and refocus their efforts to address cyber risk. Read More