In this webinar, Quest CE staff will leverage its experience working with 1,500+ financial services companies to share some best practices surrounding branch inspection programs. We’ll also use this time to discuss how automated technology can help reduce errors, spot patterns and proactively remediate risk at your firm. Read More

Quest CE is excited to announce the release of its latest Branch Audit Tool enhancements. Quest CE’s Branch Audit Tool offers automated internal audit workflows that integrate with other Quest CE services so firms can efficiently manage risk and meet the obligations of their branch locations across the nation. Read More

Quest CE announced today three major enhancements to its Branch Audit Management Tool. These new upgrades were created to give auditors more detailed visibility into the risk analysis, trending and resolution tracking process. Read More

Recently, Investment News technology columnist Davis Janowski sat down with Quest CE staff to discuss our new Branch Audit Management Tool. Soon thereafter, Janowski published an Investment News INTV segment on how Quest CE's software simplifies the broker-dealer branch audit process from start to finish. Read More

Recognizing the need for improved data visibility throughout the audit management process, Quest CE today announced the seamless data integration of its Branch Audit Tool and learning management system, Renaissance. Read More

A perennial hurdle for many firms considering the jump from a paper-based audit management solution to a web-based one, is the concern of it being unable to mirror the natural, conversational, and at times, unpredictable workflows that a live audit can take. Read More

Today’s revolutionary technologies have altered the medium, pace and style in which we conduct business. More specifically, applications that continue to work while “offline” or “disconnected” have become a necessary product feature since the mobilization of technology. Read More

Two weeks ago, the Securities Exchange Commission (SEC) announced the addition of three new initiatives that will build on its Division of Enforcement’s ongoing efforts to identify areas of market risk though the use of cutting-edge technology. Read More

Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today that it will host a series of webinars demonstrating its new Branch Audit Management Tool on June 25 at 10am and June 27 at 2pm. Read More

Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today the debut of its new Branch Audit Management Tool. Read More