Quest CE News

Find the latest course materials and corporate offerings.

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Quest CE Announces Branch Audit Tool Enhancements

Quest CE announced today three major enhancements to its Branch Audit Management Tool. These new upgrades were created to give auditors more detailed visibility into the risk analysis, trending and resolution tracking process. Read More

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Investment News Features Quest CE’s Branch Audit Tool

Recently, Investment News technology columnist Davis Janowski sat down with Quest CE staff to discuss our new Branch Audit Management Tool. Soon thereafter, Janowski published an Investment News INTV segment on how Quest CE's software simplifies the broker-dealer branch audit process from start to finish. Read More

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Quest CE’s Branch Audit Tool to Offer Renaissance Data Integration

Recognizing the need for improved data visibility throughout the audit management process, Quest CE today announced the seamless data integration of its Branch Audit Tool and learning management system, Renaissance. Read More

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Branch Audit Management – Technology with a Human Factor

A perennial hurdle for many firms considering the jump from a paper-based audit management solution to a web-based one, is the concern of it being unable to mirror the natural, conversational, and at times, unpredictable workflows that a live audit can take. Read More

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Branch Audit Management: The Benefits of Offline Sync

Today’s revolutionary technologies have altered the medium, pace and style in which we conduct business. More specifically, applications that continue to work while “offline” or “disconnected” have become a necessary product feature since the mobilization of technology. Read More

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SEC to Focus on Audit Failures: What You Can Do to Protect Your Firm

Two weeks ago, the Securities Exchange Commission (SEC) announced the addition of three new initiatives that will build on its Division of Enforcement’s ongoing efforts to identify areas of market risk though the use of cutting-edge technology. Read More

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Quest CE Introduces Webinar Series on New Audit Management Tool

Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today that it will host a series of webinars demonstrating its new Branch Audit Management Tool on June 25 at 10am and June 27 at 2pm. Read More

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Quest CE Debuts Branch Audit Management Tool

Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today the debut of its new Branch Audit Management Tool. Read More