Quest CE News

Find the latest course materials and corporate offerings.

Webinar: A Practical Guide to FinCEN’s New CDD Rule

In our upcoming webinar, Quest CE staff will explain the effect that the CDD rule will have on firms and offer tips on how to comply with its requirements. Additionally, we’ll clarify who is affected by this rule and provide examples of enforcement actions that encouraged FinCEN to draft this new regulation. Join the discussion May 2, 2018 at 1PM CST. Read More

Course Released on AML for Investment Advisers

Quest CE today announced the addition of a new course to its e-learning catalog. This course will benefit registered investment advisers (RIAs) as well as broker-dealers who are looking to increase their knowledge on anti-money laundering (AML) protocols.  Read More

Course Released on AML: Beneficial Ownership

Quest CE today announced the addition of the new Firm Element course, “Anti-Money Laundering: Beneficial Ownership," to its e-learning catalog.
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Quest CE Releases Course on Anti-Money Laundering

Quest CE, today announced the addition of a new Anti-Money Laundering course to its e-learning catalog. Read More

Sutherland Reveals Increased Sanctions in 2015

FINRA imposed record sanctions in 2015, ordering firms to pay significantly more in restitution and expelling more firms than the year prior, according to Sutherland’s annual report. Read More

Quest CE Authors Three New Anti-Money Laundering Courses

Anti-Money Laundering and Red Flags for Institutional Clients – Vol. 2 begins with a review of basic anti-money laundering concepts, shifting then to the representative’s role in preventing, detecting and reporting suspicious activities. The course also discusses the need for ongoing due-diligence regarding customers and accounts and provides warning signs or “red flags” that may indicate suspicious activities. Read More

Top Ten Firm Element Courses of 2015

While the broad range of available courses can be overwhelming, it should never deter you from creating a program centered on your firm's needs. To help begin your search of the perfect program, we’ve consolidated a list of our "top 10" most popular courses in 2015. Read More

Quest CE Releases FINRA Course on Anti-Money Laundering

Authored by FINRA, the course “FINRA AML – Retail: Understanding Your Role - Vol. 2” provides registered representatives with real-world scenarios to help demonstrate the critical role they play in recognizing and escalating situations that may indicate money-laundering activities. Read More

Quest CE Releases Course on AML for Institutional BDs

Quest CE, premier provider of insurance continuing education and FINRA Firm Element training, today announced the addition of a new Firm Element course to its e-learning catalog. Read More

Quest CE Releases Course on AML for Bank-Affiliated BDs

Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The new course, “Anti-Money Laundering for Bank-Affiliated Broker-Dealer Representatives” is intended for registered representatives of broker-dealers affiliated with banks, credit unions, or similar financial institutions. Read More