Webinar: A Practical Guide to FinCEN’s New CDD Rule

— REGISTER BELOW —

Milwaukee, WI – The deadline to comply with FinCEN’s new Customer Due-Diligence (CDD) Rule is quickly approaching. As of May 11, 2018, firms will need to implement policies and procedures to identify and verify the beneficial owners for all new and incoming customer accounts.

In our upcoming webinar, Quest CE staff will explain the effect that the CDD rule will have on firms and offer tips on how to comply with its requirements. Additionally, we’ll clarify who is affected by this rule and provide examples of enforcement actions that encouraged FinCEN to draft this new regulation. Join the discussion May 2, 2018 at 1PM CST.

AGENDA:

Why CDD?

  • Intent of Rule
  • Transparency and the Panama Papers
  • Costly Enforcement Actions

Who Does this Affect?

  • Types of Financial Institutions
  • Legal Entity Customers
  • Beneficial Owners

How to Comply?

  • CDD Best Practices/Fifth Pillar
  • Using your Resources: FAQ/AML Template
  • Next Steps for your Firm
Register Now

The seat limit per session is 100 participants. The anticipated duration of this webinar is 45 minutes. If you or an associate is unable to attend the webinar but would still like a demonstration/copy of the presentation, please contact our sales team at 877-593-3366 or sales@questce.com.

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About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.