Quest CE Releases Two New DOL Courses

MILWAUKEE –September 11, 2017– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of two new Firm Element courses to its e-learning catalog.

The course, “Department of Labor Fiduciary Rule: Advertising and Marketing,” is designed to help users to understand how to comply with the DOL Fiduciary rule while also maintaining compliance with FINRA’s rules for communicating with the public through marketing and advertising.

Course Topics Include:

  • False and Misleading
  • Agencies and Advertising
  • Disciplinary Actions
  • Anticipation

The course, “Department of Labor Fiduciary Rule: Eliminating Conflicts of Interest,” focuses on the DOL Fiduciary Rule and its effort to eliminate conflicts of interest in retirement investing. Throughout the course users will be provided with several scenarios to show the implications of failing to disclose conflicts of interest.

Course Topics Include:

  • Conflicts of Interest
  • FINRA
  • SEC
  • Ethics
  • Fiduciary Duty

For questions regarding these or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Firm Element course catalog, click here.

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About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.