Quest CE Authors Three New Anti-Money Laundering Courses
MILWAUKEE – January 8, 2016 – Quest CE, premier provider of compliance training and tracking technology solutions, announced today the addition of three new Anti-Money Laundering (AML) courses to its e-learning library.
Anti-Money Laundering and Red Flags for Institutional Clients – Vol. 2 begins with a review of basic anti-money laundering concepts, shifting then to the representative’s role in preventing, detecting and reporting suspicious activities. The course also discusses the need for ongoing due-diligence regarding customers and accounts and provides warning signs or “red flags” that may indicate suspicious activities.
Anti-Money Laundering for Broker-Dealers – Vol. 2 dives into actual cases involving FINRA member firms that took place in 2015 and then moves into a review of basic anti-money laundering concepts. The course covers the representative’s role in preventing, detecting and reporting suspicious activities that may point to illegal money laundering, providing examples from actual cases of what happens when a firm fails to carry out its AML obligations.
Canadian Anti-Money Laundering and Anti-Terrorist Financing Regime features key-concepts and strategies for detecting and preventing money laundering activities. In addition to providing a brief background on different methods for identifying money laundering activities, the course discusses how to identify terrorist funded groups, key objectives of Canada’s Anti-Terrorism Plan, FINTRAC and characteristics of proper compliance systems.
Quest CE offers a variety of Anti-Money Laundering courses to aid firms in remaining compliant with FINRA and BSA requirements. For more information on implementing an AML program with Quest CE, please contact a sales representative at 877-593-3366 or email firstname.lastname@example.org.
To view Quest CE’s Anti-Money Laundering course catalog, click here.
To access Quest CE’s Firm Element course catalog, click here.
About Quest CE
For over twenty-five years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing and supervising compliance risk exposures.
Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations seeking training and compliance needs. For more information on Quest CE, visit http://www.questce.com.