Quest CE Releases Privacy and Confidentiality Course

MILWAUKEE – Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Investment Adviser course to its e-learning catalog.

Investment advisors should be up-to-date on the latest policies and procedures to keep client information private and confidential. The course, “Privacy and Confidentiality for Investment Advisors,” provides an overview of the three portions of the Gramm-Leach-Bliley Act that apply to investment advisor privacy and confidentiality. Additionally, the course will discuss the obligations IAs have under the privacy rule as well as information involving opt-outs.

Course Agenda Includes:

  • Who is Covered by the Rule?
  • Obligations as an IA Under the Privacy Rule
  • Delivering Your Privacy Notices
  • Opt-Out Notices
  • Exceptions to the Notice and Opt-Out Requirements
  • Safeguarding NPI

For questions regarding this or other Investment Adviser courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail To view Quest CE’s Investment Adviser course catalog, click here.


About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit