Quest CE Releases IA Course on the Custody Rule

MILWAUKEE –January 4, 2019– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Investment Advisor course to its e-learning catalog.

The new course, “Investment Advisor Custody Rule,” will focus on the custody rule as it relates to Investment Advisors and will cover a number of topics relating to the rule, such as how it is utilized, the benefits attached to it as well as the most recent updates. This course intends to help users understand the intricacies of the custody rule and its importance in protecting client assets.

Course Topics Include:

  • Custody Rule, Defined
  • Use of Qualified Custodians
  • Special Provisions
  • Delivery of Account Statements to Clients
  • Custody-Related Changes to Form ADV
  • Benefits of Amended Rule
  • Cost of Amended Rule
  • Impact of Amendment on Small Entities
  • Effective Date of Amended Rule
  • 2017 Updates
  • Imputed Custody
  • Standard Letter of Authorized Update

For questions regarding this or other Investment Advisor courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Investment Advisor course catalog, click here.

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About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.