New FINRA Course Released on Variable Annuities
MILWAUKEE –February 28, 2018– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new course to its FINRA e-learning catalog.
The course, “FINRA – Variable Annuities: Suitability Determinations for Exchanges,” is designed to help registered representatives understand their suitability obligations when recommending variable annuity exchanges to their clients. Additionally, the course offers several scenarios which emphasize suitability determinations and the potential consequences of making unsuitable exchange recommendations.
Course Topics Include:
- Variable Annuity
- Rules and Regulation
- Relevant Scenarios
- Feedback and Takeaways
For questions regarding this or other FINRA Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail email@example.com. To view Quest CE’s FINRA Firm Element course catalog, click here.
About Quest CE
For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.
Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.