Quest CE Releases FINRA Course on Insider Trading
MILWAUKEE – March 27, 2017 – Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new FINRA Firm Element course to its e-learning catalog.
The course, “FINRA – Insider Trading: Understanding Your Responsibilities,” highlights the specific rules and regulations that prohibit insider trading and provides examples of nonpublic information. Additionally, the course goes through specific scenarios that are designed to help identify possible insider trading situations and to help determine what reporting steps to take in those types of situations.
Course Topics Include:
- Background of Insider Training
- Rules and Regulations
- Material, Nonpublic Information
- Recognizing & reporting Suspicious Activity
For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail firstname.lastname@example.org. To view Quest CE’s Firm Element course catalog, click here.
About Quest CE
For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.
Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.