Quest CE Releases FINRA Course on 529 Plans

MILWAUKEE –October 2, 2018– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new course to its FINRA e-learning catalog.

The course, “529 Savings Plans and ABLE Programs,” explains the unique characteristics and common costs associated with 529 savings plans and ABLE programs while also explaining how these types of plans and programs are administered and regulated. Additionally, participants are presented with scenarios that emphasize a registered representative’s regulatory responsibilities when recommending these products to clients.

Course Topics Include:

  • Rules and Regulations
  • 529 Savings Plans
  • Savings Plan Scenario
  • ABLE Programs
  • ABLE Program Scenario

For questions regarding this or other FINRA Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Firm Element course catalog, click here. To view Quest CE’s AML course catalog, click here.

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About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.