Quest CE Releases Course on Social Media for IAs

MILWAUKEE –January 11, 2019– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Investment Adviser course to its e-learning catalog.

In today’s world, many advisers rely heavily on email communications with clients with a significant amount of advertising being conducted through webpages and social media channels. With this rapidly changing landscape, regulators have been required to issue ongoing guidance about expectations around client interactions and what is or is not compliant.

The course, “Social Media for Investment Advisers,” will provide a brief overview of the regulatory guidance around record retention, product recommendations and testimonials. Additionally, the course will discuss how these rules should be applied in the context of the new social media landscape, provide best practices for using some of the leading social media tools in a compliant manner and include cases studies to help illustrate these concepts.

Course Agenda Includes:

  • Introduction/Background of the Regulation
  • Regulatory Guidance
  • Social Media Site-Specific Best Practices
  • Case Studies & Knowledge Checks

For questions regarding this or other Investment Adviser courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Investment Adviser course catalog, click here.

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About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.