Quest CE Releases Course on Senior Exploitation

MILWAUKEE – August 10, 2017– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Firm Element course to its e-learning catalog.

The course, “Senior Exploitation & Regulatory Concerns,” covers some of the major compliance concerns associated with today’s aging population. More specifically, we’ll highlight early warning signs of financial exploitation, recent disciplinary actions, and a survey conducted by NASAA. We’ll also touch on FINRA’s recent rule amendments and changes that are geared to help prevent elder financial abuse.

Course Topics Include:

  • Why Senior Financial Exploitation Remains a Continuous Concern
  • What Makes an Older Adult Vulnerable to Abuse?
  • How to Identify Cognitive Decline or Financial Exploitation
  • Recent Disciplinary Actions
  • Recent Regulation
  • Compliance Takeaways
  • Written and Online Communication

For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail To view Quest CE’s Firm Element course catalog, click here.


About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit