MILWAUKEE – Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Firm Element course to its e-learning catalog.
A course covering 2020 AML updates and enforcement actions would not be complete without understanding the overwhelming impact of the COVID-19 pandemic. In addition to the pandemic, which forced every single private and public entity to pivot and address physical and digital needs, major enforcement actions and legislation were introduced. The course, “Annual AML Updates: COVID-19 Risks, Legislative Updates, and Enforcement Actions,” weaves together COVID-19 related money laundering examples, with enforcement actions, AML trends, and U.S. Legislation directed at improving AML efforts.
Course Topics Include:
- COVID-19 Money Laundering and Terrorist Financing
- Increased Fraud
- Cyber Crime
- Recommended Risk Mitigation Efforts
- Enforcement Actions
- Case Studies
- SEC Vs. AML Act
- The Five Sections of the 2020 AML Act
- Purpose of the AML Act
- The Four Pillars
- Powers of FinCen Enhanced
- Whistleblowing: Now a More Lucrative Deal
- SAR Changes
- Beneficial Ownership Information Reporting Requirements
- Who Has to Report?
- Required Information
For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Firm Element course catalog, click here.
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About Quest CE
For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.
Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.
