Quest CE Releases Course on MSRB Rule G-32

MILWAUKEE – January 2, 2018 – Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Firm Element and MSRB course to its e-learning catalog.

The course, “Disclosures in Connection with Primary Offerings (MSRB Rule G-32),” was developed to meet the newly enforced MSRB continuing education requirements. This course primarily focuses on the disclosures that are required by underwriters and issuers, as well as the transparency afforded to investors. Also provided in the course are several resources designed to help ensure disclosure compliance in primary offerings.

Course Topics Include:

  • Disclosure Primer
  • Underwriters
  • Issuers
  • Disclosure Resources
  • Disciplinary Actions: Failure to Disclose

For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Firm Element and MSRB course catalogs, click here.

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About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.