Course Released on Exemptions Under the DOL Rule
MILWAUKEE –August 18, 2017– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Firm Element course to its e-learning catalog.
The course, “Available Exemptions Under the DOL Rule,” examines the exemptions that were amended or added under the DOL fiduciary rule. With a primary focus on the Best Interest Contract Exemption (BIC Exemption) and the Principal Transactions Exemption (PTE), this course discusses how these exemptions are intended to be used as a way to provide relief from the restrictions and prohibitions of the DOL rule.
Course Topics Include:
- Background of the Fiduciary Rule
- BIC Exemption
- Level Fee Fiduciaries
- Annuities and the BIC Exemption
- Principal Transactions Exemption
For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail firstname.lastname@example.org. To view Quest CE’s Firm Element course catalog, click here.
About Quest CE
For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.
Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.