Quest CE Offers Two New On-Demand ACM Modules
MILWAUKEE – October 10, 2013 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, today announced the addition of two course modules to its 2013 Annual Compliance Meeting e-learning library. Authored by Quest CE’s team of industry experts, the modules, “Identity Theft: It’s Everyone’s Business” and “FINRA Suitability Rule 2111: An Institutional Focus,” are currently available to firms looking to meet their 2013 ACM requirement.
The new ACM module, “Identity Theft: It’s Everyone’s Business” addresses a firm’s obligation to safeguard a client’s personal financial information. The course provides users with a brief overview and introduction of identity theft, options for mitigating risk, and steps to recover should your client fall victim to identify theft.
The module, “FINRA Suitability Rule 2011: An Institutional Focus” focuses on the new FINRA Suitability Rule, FINRA’s “Reasonable Basis Standard” and risk-based mitigation strategies. Additionally, this course maintains a brief discussion of FINRA Rule 2090.
Featuring the industry’s largest selection of on-demand Annual Compliance Meeting modules, Quest CE’s solution ensures that, among other safeguards, each representative is provided the opportunity to discuss compliance issues that relate directly to the types of activities he/she conducts.
Click here to view Quest CE’s 2013 on-demand Annual Compliance Meeting course catalog. For more information on Quest CE’s other training options, please contact a Sales Executive at 877-593-3366 or email email@example.com.
About Quest CE
For over twenty-five years, Quest CE has been the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest CE also provides a complete spectrum of FINRA compliance training solutions including annually required Firm Element Training for registered representatives, on-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.
Serving more than 630 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses their competitors. Quest CE is the single source solution for organizations seeking training and compliance needs.