Quest CE Releases FINRA Course on Anti-Money Laundering

MILWAUKEE – September 9, 2015 – Quest CE, premier provider of compliance training and tracking technology solutions, announced today the addition of a new FINRA Firm Element course to its e-learning catalog.

Authored by FINRA, the course “FINRA AML – Retail: Understanding Your Role – Vol. 2” provides registered representatives with real-world scenarios to help demonstrate the critical role they play in recognizing and escalating situations that may indicate money-laundering activities. The course also discusses the importance of ongoing due diligence as it relates to customer accounts and provides guidance on how to handle those difficult client situations when money laundering has occurred.

Course topics include:

  • Know Your Customer
  • Customer Identification Program (CIP)
  • Verification of Customer Information
  • Handling Difficult Client Situations
  • Assessing Money-Laundering Risk
  • Customer Due Diligence
  • Identifying and Evaluating “Red Flags”
  • Reporting Suspicious Activities

For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail To view Quest CE’s complete Firm Element course catalog, click here.

Through an exclusive partnership with FINRA, Quest CE is one of but a few authorized re-seller of FINRA’s e-learning content. As of January 1, 2015, FINRA Firm Element is available for purchase only through vendor-approved, third-party training platforms.


About Quest CE

For over twenty-five years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing and supervising compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations seeking training and compliance needs. For more information on Quest CE, visit