Quest CE Introduces Webinar Series on New Audit Management Tool

MILWAUKEE – June 19, 2013 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, announced today that it will host a series of webinars demonstrating its new Branch Audit Management Tool on June 25 at 10am and June 27 at 2pm.

Designed and developed with extensive input from industry field auditors, Quest CE’s tool helps firms automate the entire branch internal audit lifecycle – from audit planning to the development of audit reports. Utilizing Quest CE’s Branch Audit Management Tool, program administrators can seamlessly schedule audits, assign audit assessments, and coordinate information among auditors, branches and branch supervisors from one centralized, mobile accessible platform.

Webinar Agenda:

  1. Product Overview
  2. Product Demonstration
  3. Self-Serviced, Fully Customizable Technology
    1. Create/edit audit questionnaires to reflect internal processes
    2. Access to a corporate branded portal
  4. Mobile Compatible Platform
    1. Offline functionalities
    2. Access audit forms from any internet accessible device
  5. Account Management Capabilities
    1. Four step audit process
    2. Automate risk alerts
  6. Real Time Reports Summarizing Detailed Branch Audit Results
    1. Create a defensible audit history
    2. Quickly identify compliance malpractice
  7. Questions/Wrap-Up

Quest CE’s Branch Audit Management Tool can be used as a stand-alone solution or seamlessly integrated with Quest CE’s suite of compliance solutions. If you are interested in attending one of Quest CE’s upcoming webinars, demonstrating the new Branch Audit Management Tool, please register through the links provided.

SESSION 1: Click here to register for June 25 at 10:00 AM CST

SESSION 2: Click here to register for June 27 at 2:00 PM CST

To learn more about Quest CE’s Audit Management features, visit Quest CE’s product page or email


About Quest CE

For over twenty-five years, Quest CE has been the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CPE, CIMA and CLU/ChFC designations, Quest CE also provides a complete spectrum of FINRA compliance training solutions including annually required Firm Element Training for registered representatives, on-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.

Serving more than 550 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses their competitors. Quest CE is the single source solution for organizations seeking training and compliance needs.