Quest CE Releases Course on Mutual Fund Classes

MILWAUKEE –May 7, 2018– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Firm Element course to its e-learning catalog.

The course, “Mutual Fund Share Classes and Conflicts of Interests,” provides an overview of mutual fund classes, sales charges, rights of accumulation, letters of intent, charge with waivers and selection of suitable fund classes based on investor profile and account type. The course also discusses the conflicts of interest associated with fund class selection and with recommendations by hybrid firms.

Course Topics Include:

  • Fees, Expenses, Loads and Share Classes
  • Breakpoints, Rights of Accumulation and Letters of Intent
  • Breakpoint Disclosure
  • Action Plan on Mutual Fund Sales Load Charges
  • Fund Class Stability
  • Sales Charge Waivers after the Financial Crisis
  • SEC Disclosure Initiative for Investment Advisers

For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com. To view Quest CE’s Firm Element course catalog, click here.

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About Quest CE

For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.

Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.