Course Released on AML: Beneficial Ownership
MILWAUKEE –December 27, 2017– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new Firm Element course to its e-learning catalog.
The course, “Anti-Money Laundering: Beneficial Ownership,” reviews the established customer due diligence (CDD) regulations that have been set by organizations developed to combat criminal use of financial systems around the world. Additionally, the course will focus on the most recent regulations adopted by the U.S. Treasury.
Course Topics Include:
- Global Organizations
- Recommendations and Regulations
- FinCen Final Rule 2016
- Customer Due Diligence Requirements
- Legal Entity Customers’ Beneficial Owners
- Exclusions and Exemptions
- Complex Business Structures and Offshore Challenges
- Verifications of UBO Identity
- Risk-Based Due Diligence Requirements
- Policies and Controls
For questions regarding this or other Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail firstname.lastname@example.org. To view Quest CE’s Firm Element course catalog, click here. To view Quest CE’s AML course catalog, click here.
About Quest CE
For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.
Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.