Quest CE to Attend FINRA’s Small Firms Conference
MILWAUKEE – October 11, 2017– Quest CE, premier provider of compliance training and tracking technology solutions, today announced that it will be exhibiting for the first time at the upcoming 2017 FINRA Small Firm Conference in Santa Monica, CA.
The annual conference, which runs from November 8-9, 2017, will focus on practices and tips for complying with FINRA rules from the unique perspective of small firms. Attendees will hear from FINRA staff about regulatory changes, supervision, the DOL rule, as well as tips for screening, onboarding and termination among several other industry topics. For more information on FINRA’s small firms conference agenda, click here.
“We know that with a lot of smaller firms, the CCO is the compliance department, which is a position that bears a lot of weight.” said Quest CE Sales Manager, Jennifer Greene. “I’m looking forward to being able to meet with these compliance professionals and talk to them about how our compliance management solutions can help minimize their daily workload.”
The exhibitor fair, which runs alongside the conference, gives attendees the opportunity to network with vendors to get an inside look at the products and services they offer. Conference attendees will have the opportunity to meet with Quest CE associates to discuss how its compliance management system can help streamline operations, organize data and remain compliant with federal regulation.
Quest CE will be located in the main exhibitor hall at the Fairmont Miramar Hotel. Conference attendees are encouraged to stop by the booth to say hello and pick-up a scratch-off card with prizes ranging from an iPad mini and Wisconsin-made kringle to a Usinger’s gift basket and much more!
About Quest CE
For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.
Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs.
For more information on Quest CE, visit www.questce.com.