Quest CE News

Find the latest course materials and corporate offerings.

Course Released on Conflicts of Interest and IAs

Quest CE today announced the addition of a new Firm Element and Investment Adviser course to its e-learning catalog. The new course discusses how to effectively manage and disclose Conflicts of Interest. Read More

New Course: Personal Securities Transactions for IAs

Quest CE today announced the addition of a new course to its Firm Element e-learning catalog that is geared towards Broker-Dealers and Investment Advisers. Read More

Quest CE Announces Oklahoma Legislative Update

Quest CE today announced the addition of the new insurance course, “Oklahoma Legislative Update 2016-2017," to its e-learning catalog. The course was developed to meet the Property & Casualty (P&C) requirement that producers, agents, adjusters, etc. are required to meet every two years.
Read More

Quest CE Releases Course on TRACE Reporting

The course, “TRACE Reporting,” was developed to meet the requirements of broker-dealers and its members to record secondary-market transactions in Treasury securities to FINRA’s Trade Reporting and Compliance Engine known as TRACE. Read More

Quest CE Releases Course on Financial Exploitation

Quest CE today announced the addition of the new Firm Element course, “Financial Exploitation of Specified Adults & Customer Account Information (FINRA Rules 2165 & 4512)," to its e-learning catalog. Read More

Quest CE Releases MSRB CE Training Solution

Quest CE announced today a comprehensive solution to comply with the Municipal Securities Rulemaking Board’s (MSRB) recent amendment to require all municipal securities firms to maintain a continuing education program. Read More

Quest CE Hires Hannah Shanley as Support Specialist

Quest CE is excited to welcome Hannah Shanley to the position of Online Services Specialist. In her new role, Shanley will provide online and phone support to users navigating Quest CE’s compliance management system, Renaissance. Read More

Joellyn Jones Promoted to Account Executive

Quest CE today announced the promotion of Joellyn Jones to the position of Account Executive. Jones will be transitioning to the Account Executive team from her current role in Client Services. Read More

Quest CE Releases Course on Millennial Investors

Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The course, “How to Work with Millennial Investors,” provides a basic overview of millennial investors and offers insight on how to work with this booming population. Read More

Stay Connected with our Interactive Discussion Board

To comply with FINRA’s requirement, our on-demand ACM solution easily tracks attendance and comes complete with an interactive discussion board that can be accessed at any time throughout the meeting. Read More