In our upcoming webinar, Quest CE staff will discuss what type of attacks firms can expect to see, deficiencies the OCIE and NASAA plan to focus on, and most importantly best practices to prevent cybersecurity vulnerabilities at your firm. Read More

Quest CE is excited to welcome Erin Sweeney to the position of Client Services Specialist. In her new role, Sweeney will be responsible for rostering clients’ continuing education credits with the appropriate State Departments of Insurance (DOI) and Designation Boards. Read More

Quest CE today announced the addition of a new Firm Element and Investment Adviser course to its e-learning catalog. The new course discusses how to effectively manage and disclose Conflicts of Interest. Read More

Quest CE today announced the addition of a new course to its Firm Element e-learning catalog that is geared towards Broker-Dealers and Investment Advisers. Read More

Quest CE today announced the addition of the new insurance course, “Oklahoma Legislative Update 2016-2017," to its e-learning catalog. The course was developed to meet the Property & Casualty (P&C) requirement that producers, agents, adjusters, etc. are required to meet every two years.
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The course, “TRACE Reporting,” was developed to meet the requirements of broker-dealers and its members to record secondary-market transactions in Treasury securities to FINRA’s Trade Reporting and Compliance Engine known as TRACE. Read More

Quest CE today announced the addition of the new Firm Element course, “Financial Exploitation of Specified Adults & Customer Account Information (FINRA Rules 2165 & 4512)," to its e-learning catalog. Read More

Quest CE announced today a comprehensive solution to comply with the Municipal Securities Rulemaking Board’s (MSRB) recent amendment to require all municipal securities firms to maintain a continuing education program. Read More

Quest CE is excited to welcome Hannah Shanley to the position of Online Services Specialist. In her new role, Shanley will provide online and phone support to users navigating Quest CE’s compliance management system, Renaissance. Read More

Quest CE today announced the promotion of Joellyn Jones to the position of Account Executive. Jones will be transitioning to the Account Executive team from her current role in Client Services. Read More