Quest CE News

Find the latest course materials and corporate offerings.

Quest CE to Attend the IAA Compliance Conference

Quest CE today announced that it will be exhibiting at the upcoming 2019 Investment Adviser (IAA) Compliance Conference in Washington, D.C.   Read More

New Course

Quest CE Releases Course on Books and Records

The SEC requires that broker-dealers create and maintain certain records so that, among other things, the SEC, self-regulatory organizations, and state securities regulators may conduct effective examinations of broker-dealers. Read More

New Course

New Course Discusses Business Continuity Planning

Quest CE today announced the addition of the new course, “Business Continuity Planning – Vol. 2,” to its e-learning catalog. Read More

2019 FINRA and SEC Exam Priorities Webinar

As you begin mapping out your annual compliance program this year, it’s important to take FINRA and the SEC’s examination priorities into careful consideration. In this webinar, Quest CE Sales Manager, Jennifer Greene, will summarize the examination priorities letters and offer tips on how to prepare for your next onsite investigation.  Read More

New Course

New Course Focuses on Canada’s AML Updates

Quest CE today announced the addition of the new anti-money laundering course, “Canada’s Anti-Money Laundering and Anti-Terrorism Financing Regime Updates and Case Studies.” to its e-learning catalog. Read More

New Course

Quest CE Releases Course for Municipal Advisors

Quest CE today announced the addition of the new MSRB course, “Structuring, Pricing, and Executing Municipal Debt Products,” to its e-learning catalog. Read More

Quest CE Named a Best and Brightest Company

Quest CE announces its recognition as one of Milwaukee’s Best and Brightest Companies to Work For®. Companies that excel at employee relations, use innovation to motivate employees, implement creative compensation programs and more will be recognized at the Milwaukee symposium and awards gala on Friday, March 8, 2019. Read More

New Course

Quest CE Releases Course on Social Media for IAs

Quest CE today announced the addition of the new Investment Advisor course, "Social Media for Investment Advisors," to its e-learning catalog. Read More

Quest CE Named a Top Privately-Held Entrepreneur

Quest CE was recently recognized as one of the "Best Entrepreneurial Companies in America" by Entrepreneur magazine’s Entrepreneur360 List, a premier study delivering the most comprehensive analysis of private companies in America. Read More

New Course

Quest CE Releases IA Course on the Custody Rule

Quest CE today announced the addition of the new Investment Advisor course, "Investment Advisor Custody Rule," to its e-learning catalog. Read More