Quest CE News

Find the latest course materials and corporate offerings.

Quest CE to Exhibit at the IAA Compliance Conference

Quest CE today announced that it will be exhibiting at the upcoming 2020 Investment Adviser Compliance Conference in Washington, D.C. Read More

New Course

Quest CE Releases Course on Customer Complaints

Quest CE today announced the addition of the new Firm Element course, "Customer Complaints and Dispute Resolution," to its e-learning catalog. Read More

Quest CE Extends ‘Best & Brightest’ Honor to the National Level

Quest CE is thrilled to announce that it has been named a Best and Brightest Company to Work For in the Nation by the National Association For Business Resources (NABR). The 2019 national winning companies were assessed by an independent research firm which reviewed a number of key measures relative to other nationally recognized winners. Read More

New Course

FINRA & SEC 2020 Exam Priorities Course Released

Quest CE today announced the addition of the new Firm Element course, "FINRA and SEC Examination Priorities for 2020," to its e-learning catalog. Read More

New Course

New Course Provides AML Regulatory Guidance

Quest CE today announced the addition of the new Firm Element course, “Annual AML Update: Review of Regulatory Guidance and Enforcement,” to its e-learning catalog. Read More

Quest CE Earns Sixth “Best & Brightest” Recognition

Quest CE is pleased to announce that it has been named one of Milwaukee’s Best And Brightest Companies To Work For ® by the National Association For Business Resources (NABR). Only companies that distinguish themselves as having the most innovative and thoughtful human resources approach can be bestowed this honor. Read More

[Webinar] FINRA and the SEC’s 2020 Exam Priorities

There’s no better way to kick off a new year then by aligning your compliance initiatives with FINRA and the SEC's examination priorities. In this webinar, we’ll summarize each regulator’s focus for 2020 and offer tips on how to prepare for your next onsite investigation. Read More

New Course

Quest CE Releases Course on Retail Suitability

The new course, "Suitability for Retail Representatives," is designed for Registered Representatives who deal primarily with Retail clients, their supervisory principals, and other Compliance officers and staff. Read More

Quest CE Unveils Branch Audit Tool Enhancements

Quest CE is excited to announce the release of its latest Branch Audit Tool enhancements. Quest CE’s Branch Audit Tool offers automated internal audit workflows that integrate with other Quest CE services so firms can efficiently manage risk and meet the obligations of their branch locations across the nation. Read More

New Course

FINRA Course Discusses Senior Financial Exploitation

The course, “Financial Exploitation of Senior and Vulnerable Adults,” is designed to help registered representatives understand their responsibilities in protecting senior and vulnerable adult clients from financial exploitation. Read More