New Course Discusses Business Continuity Planning
Quest CE today announced the addition of the new course, “Business Continuity Planning – Vol. 2,” to its e-learning catalog. Read More
2019 FINRA and SEC Exam Priorities Webinar
As you begin mapping out your annual compliance program this year, it’s important to take FINRA and the SEC’s examination priorities into careful consideration. In this webinar, Quest CE Sales Manager, Jennifer Greene, will summarize the examination priorities letters and offer tips on how to prepare for your next onsite investigation. Read More
New Course Focuses on Canada’s AML Updates
Quest CE today announced the addition of the new anti-money laundering course, “Canada’s Anti-Money Laundering and Anti-Terrorism Financing Regime Updates and Case Studies.” to its e-learning catalog. Read More
Quest CE Releases Course for Municipal Advisors
Quest CE today announced the addition of the new MSRB course, “Structuring, Pricing, and Executing Municipal Debt Products,” to its e-learning catalog. Read More
Quest CE Named a Best and Brightest Company
Quest CE announces its recognition as one of Milwaukee’s Best and Brightest Companies to Work For®. Companies that excel at employee relations, use innovation to motivate employees, implement creative compensation programs and more will be recognized at the Milwaukee symposium and awards gala on Friday, March 8, 2019. Read More
Quest CE Releases Course on Social Media for IAs
Quest CE today announced the addition of the new Investment Advisor course, "Social Media for Investment Advisors," to its e-learning catalog. Read More
Quest CE Named a Top Privately-Held Entrepreneur
Quest CE was recently recognized as one of the "Best Entrepreneurial Companies in America" by Entrepreneur magazine’s Entrepreneur360 List, a premier study delivering the most comprehensive analysis of private companies in America. Read More
Quest CE Releases IA Course on the Custody Rule
Quest CE today announced the addition of the new Investment Advisor course, "Investment Advisor Custody Rule," to its e-learning catalog. Read More
Quest CE Releases New AML Course
Quest CE today announced the addition of the new anti-money laundering course, “Anti-Money Laundering: BSA, USA Patriot Act & FINRA Rule 3110," to its e-learning catalog. Read More
Quest CE Releases New Course on ETNs
Quest CE today announced the addition of the new Firm Element course, “Exchange Traded Notes (ETNs)," to its e-learning catalog.
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