Quest CE News

Find the latest course materials and corporate offerings.

Quest CE Earns Sixth “Best & Brightest” Recognition

Quest CE is pleased to announce that it has been named one of Milwaukee’s Best And Brightest Companies To Work For ® by the National Association For Business Resources (NABR). Only companies that distinguish themselves as having the most innovative and thoughtful human resources approach can be bestowed this honor. Read More

[Webinar] FINRA and the SEC’s 2020 Exam Priorities

There’s no better way to kick off a new year then by aligning your compliance initiatives with FINRA and the SEC's examination priorities. In this webinar, we’ll summarize each regulator’s focus for 2020 and offer tips on how to prepare for your next onsite investigation. Read More

New Course

Quest CE Releases Course on Retail Suitability

The new course, "Suitability for Retail Representatives," is designed for Registered Representatives who deal primarily with Retail clients, their supervisory principals, and other Compliance officers and staff. Read More

Quest CE Unveils Branch Audit Tool Enhancements

Quest CE is excited to announce the release of its latest Branch Audit Tool enhancements. Quest CE’s Branch Audit Tool offers automated internal audit workflows that integrate with other Quest CE services so firms can efficiently manage risk and meet the obligations of their branch locations across the nation. Read More

New Course

FINRA Course Discusses Senior Financial Exploitation

The course, “Financial Exploitation of Senior and Vulnerable Adults,” is designed to help registered representatives understand their responsibilities in protecting senior and vulnerable adult clients from financial exploitation. Read More

New Course

New Course: California Consumer Privacy Act (CCPA)

Quest CE today announced the addition of the new Firm Element course, "The new course, “California Consumer Privacy Act (CCPA),” to its e-learning catalog. Read More

New Course

New Anti-Sexual Harassment Training Course

Quest CE today announced the addition of the new Firm Element course, “Sexual Harassment: Awareness, Perception, and Prevention,” to its e-learning catalog. Read More

New Course

Quest CE Releases Mergers and Acquisitions Course

Quest CE today announced the addition of the new Firm Element course, “Mergers & Acquisitions: Market Update and Compliance Due Diligence for M&A Professionals," to its e-learning catalog. Read More

Quest CE Earns A Spot on the Entrepreneur 360 List

Quest CE has been recognized for its fourth consecutive year as one of the “Best Entrepreneurial Companies in America” by Entrepreneur magazine’s Entrepreneur 360 List. Read More

Quest CE to Exhibit at 2019 NSCP Conference

Quest CE is excited to announce it will be attending this year’s National Society of Compliance Professionals (NSCP) Annual Conference in Baltimore, Maryland this October 21-23, 2019. Read More