Quest CE News

Find the latest course materials and corporate offerings.

New Course

Quest CE Releases Course on Transaction Reporting

Quest CE today announced the addition of the new Firm Element course, “Fixed Income Transaction Reporting,” to its e-learning catalog. Read More

New Course

Quest CE Adds Five Compliance Meeting Modules

Quest CE today announced the addition of five individual annual compliance meeting (ACM) modules and a new pre-built ACM package. The new modules will discuss some of today’s most relevant topics as identified by FINRA and other industry regulators. Read More

[Webinar] Best Practices to Amplify your Audit Process

In this webinar, Quest CE staff will leverage its experience working with 1,500+ financial services companies to share some best practices surrounding branch inspection programs. We’ll also use this time to discuss how automated technology can help reduce errors, spot patterns and proactively remediate risk at your firm. Read More

New Course

Quest CE Releases Course on the SECURE Act of 2019

Quest CE today announced that editions of the new course, "SECURE Act of 2019," were added to the Firm Element and Investment Advisor e-learning catalogs. Read More

Quest CE to Exhibit at the IAA Compliance Conference

Quest CE today announced that it will be exhibiting at the upcoming 2020 Investment Adviser Compliance Conference in Washington, D.C. Read More

New Course

Quest CE Releases Course on Customer Complaints

Quest CE today announced the addition of the new Firm Element course, "Customer Complaints and Dispute Resolution," to its e-learning catalog. Read More

Quest CE Extends ‘Best & Brightest’ Honor to the National Level

Quest CE is thrilled to announce that it has been named a Best and Brightest Company to Work For in the Nation by the National Association For Business Resources (NABR). The 2019 national winning companies were assessed by an independent research firm which reviewed a number of key measures relative to other nationally recognized winners. Read More

New Course

FINRA & SEC 2020 Exam Priorities Course Released

Quest CE today announced the addition of the new Firm Element course, "FINRA and SEC Examination Priorities for 2020," to its e-learning catalog. Read More

New Course

New Course Provides AML Regulatory Guidance

Quest CE today announced the addition of the new Firm Element course, “Annual AML Update: Review of Regulatory Guidance and Enforcement,” to its e-learning catalog. Read More

Quest CE Earns Sixth “Best & Brightest” Recognition

Quest CE is pleased to announce that it has been named one of Milwaukee’s Best And Brightest Companies To Work For ® by the National Association For Business Resources (NABR). Only companies that distinguish themselves as having the most innovative and thoughtful human resources approach can be bestowed this honor. Read More