FINRA Course Identifies Financial Crime Red Flags
MILWAUKEE –April 30, 2020– Quest CE, premier provider of compliance training and tracking technology solutions, today announced the addition of a new course to its FINRA e-learning catalog.
Putting a stop to illicit activity is a top priority for financial firms and government agencies. To help mitigate these types of activities, the course, “Financial Crimes,” has been designed to help registered representatives understand their responsibility to recognize and report red flags of financial crimes, which may occur at or through their firm. Additionally, the course provides best practices for protecting clients and financial firms from the illicit activity.
Course Objectives Include:
– Regulations and General Responsibilities
– Money Laundering and Terrorist Financing
– Identifying Fraudulent Activity
– Insider Trading
For questions regarding this or other FINRA Firm Element courses, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail email@example.com. To view Quest CE’s Firm Element course catalog, click here.
About Quest CE
For over thirty years, Quest CE has been the premier provider of compliance training and tracking solutions to the financial services industry. In addition to offering on-demand insurance and designation continuing education, Quest CE provides a complete spectrum of proprietary technology solutions for managing compliance risk exposures.
Serving more than 1,000 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses that of our competitors. Quest CE is the single source solution for organizations’ training and compliance needs. For more information on Quest CE, visit www.questce.com.