Quest CE News

Find the latest course materials and corporate offerings.

Quest CE Releases FINRA Course on Cybersecurity

Quest CE, today announced the addition of the new FINRA Firm Element course, “Cybersecurity – Supervisors: Understanding Your Role," to its e-learning catalog. Read More

Webinar: How to Identify and Prevent Cyber-Attacks

In our upcoming webinar, Quest CE staff will discuss what type of attacks firms can expect to see, deficiencies the OCIE and NASAA plan to focus on, and most importantly best practices to prevent cybersecurity vulnerabilities at your firm. Read More

Erin Sweeney Hired as Client Services Specialist

Quest CE is excited to welcome Erin Sweeney to the position of Client Services Specialist. In her new role, Sweeney will be responsible for rostering clients’ continuing education credits with the appropriate State Departments of Insurance (DOI) and Designation Boards. Read More

Course Released on Conflicts of Interest and IAs

Quest CE today announced the addition of a new Firm Element and Investment Adviser course to its e-learning catalog. The new course discusses how to effectively manage and disclose Conflicts of Interest. Read More

New Course: Personal Securities Transactions for IAs

Quest CE today announced the addition of a new course to its Firm Element e-learning catalog that is geared towards Broker-Dealers and Investment Advisers. Read More

Quest CE Announces Oklahoma Legislative Update

Quest CE today announced the addition of the new insurance course, “Oklahoma Legislative Update 2016-2017," to its e-learning catalog. The course was developed to meet the Property & Casualty (P&C) requirement that producers, agents, adjusters, etc. are required to meet every two years.
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Quest CE Releases Course on TRACE Reporting

The course, “TRACE Reporting,” was developed to meet the requirements of broker-dealers and its members to record secondary-market transactions in Treasury securities to FINRA’s Trade Reporting and Compliance Engine known as TRACE. Read More

Quest CE Releases Course on Financial Exploitation

Quest CE today announced the addition of the new Firm Element course, “Financial Exploitation of Specified Adults & Customer Account Information (FINRA Rules 2165 & 4512)," to its e-learning catalog. Read More

Quest CE Hires Cory Eirich as Sales Executive

Quest CE is excited to welcome Cory Eirich to the position of Sales Executive. In his new role, Eirich will be responsible for introducing and promoting Quest CE’s compliance products and services to C-Level prospects in the financial services industry. Read More

Quest CE Releases MSRB CE Training Solution

Quest CE announced today a comprehensive solution to comply with the Municipal Securities Rulemaking Board’s (MSRB) recent amendment to require all municipal securities firms to maintain a continuing education program. Read More