Quest CE News

Find the latest course materials and corporate offerings.

New Course

Quest CE Releases FINRA & SEC Priorities Course

Quest CE today announced the addition of the new Firm Element course, “FINRA and SEC Examination Priorities for 2021,” to its e-learning catalog. Read More

New Course

Quest CE Releases Course on Anti-Money Laundering

Quest CE today announced the addition of the new Firm Element course, “AML Focus on Politically Exposed Persons and Senior Foreign Political Figures,” to its e-learning catalog. Read More

[Webinar] 2021 FINRA & SEC Exam Letter Takeaways

In our upcoming webinar, we'll provide a high-level roadmap of what FINRA and the SEC will be most focused on in 2021. You'll hear from two expert panelists as they recap trends from the previous year and discuss what they find most notable from this year's examination letters. Read More

New Course

Quest CE Releases Course on Reg BI Compliance

Quest CE today announced the addition of the new Firm Element course, "The course, “Reg BI Compliance for Broker Dealer Representatives and Principals," to its e-learning catalog. Read More

New Course

Quest CE Releases Course on Recent AML Updates

Quest CE today announced the addition of the new Firm Element course, “2020 AML Updates: COVID-19 Risks, Legislative Updates, and Enforcement Actions,” to its e-learning catalog. Read More

Quest CE Named One of Milwaukee’s “Best & Brightest”

Quest CE is proud to announce that it has been recognized as one of Milwaukee’s Best and Brightest Companies to Work For. The 2021 recognition marks the company’s seventh consecutive year topping the list of winners. Read More

New Course

Quest CE Releases Course on BCP Guidance

Quest CE today announced the addition of the new Firm Element course, “Conducting Business in a Pandemic: BCP and Regulatory Guidance,” to its e-learning catalog. Read More

New Course

New FINRA Course Discusses Information Barriers

FINRA's course is designed to help securities industry professionals understand information barriers as they relate to the safeguarding of material nonpublic information (MNPI) and the prevention of insider trading. Read More

Quest CE’s Leading QuestTrak Enhancements in 2020

Before putting 2020 completely behind us, it’s important to look back and remember some of our top accomplishments from the year. So, before we dive too deep into the new year, we’re taking our own advice and sharing some of Quest CE’s top services updates and system enhancements from the past year. Read More

Quest CE’s Top Five System Enhancements from 2020

The past year pushed business of all shapes and sizes to pivot and innovate in ways they may never have imagined. As we look back on 2020, it may be easy to forget that there were plenty of moments worth celebrating. So, before we dive too deep into the new year, we want to share some of Quest CE’s top service updates and system enhancements from the previous year Read More