Quest CE News

Find the latest course materials and corporate offerings.

[Webinar] Top FINRA/SEC Exam Priorities for 2018

It’s the news we all curiously wait for each year: FINRA and the SEC’s annual examination priorities. While regulators are definitely focusing a majority of their attention on reoccurring issues, some interesting areas of uncharted risks were also identified. Read More

Quest CE Releases Course on MSRB Rule G-42

Quest CE today announced the addition of the new course, “MSRB Rule G-42: The Fiduciary Duty Rule,” to its e-learning catalog. The course provides a brief overview of the duties and obligations under G-42, disclosure requirements for conflicts of interest and prohibited municipal advisor activities.
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Quest CE Releases Course on Political Contributions

Quest CE today announced the addition of the new course, “FINRA Restrictions on Broker Political Contributions – Vol.2," to its Firm Element e-learning catalog. Read More

Quest CE Releases New Course on Cryptocurrency

Along with enormous potential and extraordinary market volatility, cryptocurrency comes with the threat of abuses and criminal activity. Read More

Course Released on AML for Investment Advisers

Quest CE today announced the addition of a new course to its e-learning catalog. This course will benefit registered investment advisers (RIAs) as well as broker-dealers who are looking to increase their knowledge on anti-money laundering (AML) protocols.  Read More

Quest CE Named a “Best and Brightest” Company

Quest CE announces its recognition as one of Milwaukee’s Best and Brightest Companies to Work For®. Presented by the National Association for Business Resources (NABR), this award recognizes companies that have generated a creative culture and use innovative practices to motivate employees. Read More

Webinar: Complying with New MSRB Requirements

In our upcoming webinar, Quest CE staff will briefly discuss the newly enforced rule, how it compares to FINRA’s Firm Element requirement and best practices to comply. Read More

Quest CE Named a Best Entrepreneurial Company

Quest CE was recently recognized as one of the “Best Entrepreneurial Companies in America” by Entrepreneur magazine’s Entrepreneur360™ List, a premier study delivering the most comprehensive analysis of private companies in America. Read More

Quest CE Hires Tom Wisneski as Software Developer

Quest CE is excited to welcome Tom Wisneski to the Quest CE team.  Wisneski will be joining the Information Technology Department as a Software Developer where he will primarily be responsible for maintaining and improving the company’s two proprietary online systems, Renaissance and QuestTrak. Read More

Course Released on AML: Beneficial Ownership

Quest CE today announced the addition of the new Firm Element course, “Anti-Money Laundering: Beneficial Ownership," to its e-learning catalog.
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