Backed by client feedback, we’re excited to introduce the availability to build-your-own (BYO) General Questionnaires and General Disclosures. These two new products provide more options to monitor firm-specific information or activities in our system, beyond what we already offer as standardized solutions. Read More

Quest CE today announced the addition of the new Insurance CE course, "Strategic Retirement Planning," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, "Regulation M – Curbing Market Manipulation,” to its e-learning catalog. Read More

Quest CE is excited to announce the addition of three new members to its growing team. We are pleased to welcome Thao Lor and Bob Rozman to our in-house information technology team, as well as Brad Campbell as our newest Sales Executive. Read More

In our upcoming roundtable discussion, we’ll be addressing current compliance challenges first-hand with several industry experts. Join us to hear the perspectives of our three panelists as they tackle topics such as, the CCO’s role amid the COVID-19 pandemic, observations from Reg BI, and how they’re currently tackling internal branch investigations. Read More

Quest CE today announced the addition of the new FINRA Firm Element course, “Regulation Best Interest for Compliance RRs & Supervisors,” to its e-learning catalog. Read More

On February 13, 2020, the NAIC formally adopted revisions to its Suitability in Annuity Transactions Model Regulation to increase consumer protections by requiring insurance agents to act in the “best interest” of their consumers when making annuity recommendations. As a premier provider of NAIC annuity suitability training, Quest CE will begin offering updated annuity training by the January 1, 2021 effective date. Read More

In our upcoming webinar, we’ll share tips for successfully transitioning your annual compliance meeting to a virtual delivery method. We’ll also demonstrate some of the key features of Quest CE’s system, including how to utilize the Email Blast Tool and run important year-end reports. Read More

In our upcoming webinar, we’ll engage with the audience to get a pulse on how financial firms are handling the transition to remote work while managing their day-to-day compliance processes. Read More

Quest CE today announced the addition of the new Firm Element course, “MSRB G-43: Governing the Activities of Broker’s Brokers,” to its e-learning catalog.
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