Quest CE today announced the addition of the new Firm Element course, "Net Unrealized Appreciation," to its e-learning catalog. The course, “Net Unrealized Appreciation,” examines the potential benefits and regulatory requirements that are associated with NUA tax treatments. Read More
In this 25-minute webinar, Quest CE Manager of Sales, Jennifer Greene, will shed light on some of the most discussed topics among investment advisors today, as well as provide tips on what firms can do to better prepare for an SEC investigation. Read More
Quest CE is excited to welcome Ashley Drake to the position of Client Services Specialist. In her new role, Drake will be responsible for rostering clients’ continuing education credits with the appropriate State Departments of Insurance (DOI) and Designation Boards. Read More
Quest CE today announced the addition of the new Firm Element course, “Supervising Alternative Investments," to its e-learning catalog.
Quest CE is excited to welcome Joellyn Jones to the position of Customer Service Support Specialist. Jones brings with her several years of customer service experience. Read More
Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The course, “SEC Rule 15c2-12,” discusses how this rule and its is designed to provide enhanced information to municipal securities investors by further regulating those who underwrite or sell such municipal securities. Read More
Quest CE today announced the addition of three new Firm Element courses to its e-learning library. These courses focus on the Department of Labor’s Conflict of Interest Rule, commonly known as the Fiduciary Rule, and place major emphasis on the Best Interest Contract Exemption (BICE). Read More