Quest CE today announced the addition the new Firm Element course, “529 Plans and ABLE Programs,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, “Understanding Municipal Finance,” to its e-learning catalog. Read More

Spring is the perfect time to freshen up your Quest CE account - especially if you’re preparing to roll-out your internal training program in Q2/Q3. That’s why we're hosting a special webinar to share “tips and tricks” to help launch your 2019 training program with confidence. Read More

Quest CE today announced the addition of the new Investment Adviser course, “Trading Practices for Investment Advisers,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Investment Adviser course, “Privacy and Confidentiality for Investment Advisors,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, "FINRA and SEC Examination Priorities for 2019," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Investment Adviser course, “Advertising Guidelines for Investment Advisers,” to its e-learning catalog. Read More

Quest CE today announced the addition of the new Investment Advisor course, “Political Contributions and Pay-to-Play for Investment Advisors,” to its e-learning catalog. Read More

Quest CE today announced that it will be exhibiting at the upcoming 2019 Investment Adviser (IAA) Compliance Conference in Washington, D.C.   Read More

The SEC requires that broker-dealers create and maintain certain records so that, among other things, the SEC, self-regulatory organizations, and state securities regulators may conduct effective examinations of broker-dealers. Read More