Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The course, “NFA Ethics – Vol. 2,” is designed to help National Futures Association (NFA) registered firms fulfill their ethics training obligations under NFA Compliance Rule 2-9 Read More
Quest CE is excited to welcome Nick Schuettpelz to the position of Sales Executive. Schuettpelz joins the Quest CE team with over five years of inside sales experience. Read More
Quest CE today announced the addition of a new Investment Adviser course to its e-learning catalog. The course, “FINRA and SEC Examination Priorities for 2017,” discusses how the future of these two organizations looks under new leadership, and provides strategies for preparing for an onsite investigation. Read More
Test your industry knowledge by answering Quest CE’s exam question of the week!
Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Read More
Quest CE announced today the promotion of Danielle Schurhammer to the position of Junior Account Executive. Schurhammer will be transitioning to the Junior Account Executive position from her current role with the Client Services team. Read More
In this webinar, Quest CE's senior sales Executive, Jennifer Greene, will outline the SEC and FINRA’s recently released examination letters, discuss what the future of these two organizations looks like under new leadership, and provide strategies for preparing for an onsite investigation. Read More
Quest CE announced today the promotion of Carly Buckingham to the position of Marketing Coordinator. Buckingham joins the marketing team on a full-time basis after previously assisting the team in a part-time roll. Read More