Quest CE News

Find the latest course materials and corporate offerings.

Quest CE Releases FINRA Books & Records Course

Quest CE today announced the addition of the new FINRA Firm Element course, “FINRA: Books and Records for Operations Professionals," to its e-learning catalog.
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Quest CE to Attend FINRA’s 2018 Annual Conference

Quest CE today announced that it will be an exhibiting partner at the upcoming 2018 FINRA Annual Education Conference in Washington, DC. Read More

Quest CE Releases Course on Mutual Fund Classes

Quest CE today announced the addition of the new Firm Element course, “Mutual Fund Share Classes and Conflicts of Interests," to its e-learning catalog. Read More

Quest CE Releases Course on MiFID and MiFID II

Quest CE today announced the addition of the new Firm Element course, “Markets in Financial Instruments Directives: MiFID and MiFID II," to its e-learning catalog. Read More

Webinar: A Practical Guide to FinCEN’s New CDD Rule

In our upcoming webinar, Quest CE staff will explain the effect that the CDD rule will have on firms and offer tips on how to comply with its requirements. Additionally, we’ll clarify who is affected by this rule and provide examples of enforcement actions that encouraged FinCEN to draft this new regulation. Join the discussion May 2, 2018 at 1PM CST. Read More

Quest CE Course Covers Fixed Income Securities

Quest CE today announced the addition of the new Firm Element course, “Mark-ups on Fixed Income Securities," to its e-learning catalog. Read More

Quest CE Prepares for FinCEN’s New CDD Rule

Quest CE today announced updates to more than 80 of its Anti-Money Laundering (AML) courses to reflect FinCEN’s new Customer Due-Diligence (CDD) Rule. Read More

New FINRA Enforcement Actions Course Released

Quest CE today announced the addition of the new Firm Element course, “Corporate Culture and Supervision- FINRA Enforcement Actions," to its e-learning catalog. Read More

[WEBINAR] Training: Beyond Checking the Box

In our upcoming webinar, Quest CE staff will discuss how the right training plan can greatly enhance learning retention and facilitate a culture of compliance at your firm. Read More

Course Released: FINRA and SEC Exam Priorities

Quest CE today announced the addition of the new course, “FINRA and SEC Examination Priorities for 2018,” to its Firm Element e-learning catalog. Read More