FINRA's course is designed to help securities industry professionals understand information barriers as they relate to the safeguarding of material nonpublic information (MNPI) and the prevention of insider trading. Read More

Before putting 2020 completely behind us, it’s important to look back and remember some of our top accomplishments from the year. So, before we dive too deep into the new year, we’re taking our own advice and sharing some of Quest CE’s top services updates and system enhancements from the past year. Read More

The past year pushed business of all shapes and sizes to pivot and innovate in ways they may never have imagined. As we look back on 2020, it may be easy to forget that there were plenty of moments worth celebrating. So, before we dive too deep into the new year, we want to share some of Quest CE’s top service updates and system enhancements from the previous year Read More

Quest CE is pleased to announce the addition of two state-specific one-hour, best interest courses to its NAIC annuity suitability training platform. The new training options come in response to the NAIC’s revised Suitability in Annuity Transactions Model Regulation, which has increased customer protections by requiring producers to act in the “best interest” of their consumers when making annuity recommendations. Read More

Backed by client feedback, we’re excited to introduce the availability to build-your-own (BYO) General Questionnaires and General Disclosures. These two new products provide more options to monitor firm-specific information or activities in our system, beyond what we already offer as standardized solutions. Read More

Quest CE today announced the addition of the new Insurance CE course, "Strategic Retirement Planning," to its e-learning catalog. Read More

Quest CE today announced the addition of the new Firm Element course, "Regulation M – Curbing Market Manipulation,” to its e-learning catalog. Read More

Quest CE is excited to announce the addition of three new members to its growing team. We are pleased to welcome Thao Lor and Bob Rozman to our in-house information technology team, as well as Brad Campbell as our newest Sales Executive. Read More

In our upcoming roundtable discussion, we’ll be addressing current compliance challenges first-hand with several industry experts. Join us to hear the perspectives of our three panelists as they tackle topics such as, the CCO’s role amid the COVID-19 pandemic, observations from Reg BI, and how they’re currently tackling internal branch investigations. Read More

Quest CE today announced the addition of the new FINRA Firm Element course, “Regulation Best Interest for Compliance RRs & Supervisors,” to its e-learning catalog. Read More