Quest CE News

Find the latest course materials and corporate offerings.

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Quest CE Promotes Maggie Loke to Senior Specialist

Quest CE, premier provider of compliance training and tracking technology solutions, announced today the promotion of Maggie Loke to the position of Senior Client Support Specialist. Read More

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Question of the Week: Annuities

Test your industry knowledge by answering Quest CE’s exam question of the week!

Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Read More

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Quest CE Releases Course on Political Contributions

The course, “FINRA Restrictions on Broker Political Contributions” discusses the proposed restrictions on broker political contributions by FINRA-registered member firms. Read More

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Quest CE Named to Inc. 500|5000 List for Seventh Year

For the seventh consecutive year, Quest CE has been named to the Inc. 500|5000 list, an exclusive ranking of the fastest growing privately-held companies in America. This year, Quest CE ranked No. 52 among Wisconsin companies and 4836 overall. Read More

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Quest CE Releases Course on SEC Rule 15c2-12

The course, “SEC Rule 15c2-12 – Municipalities Continuing Disclosure Cooperation Initiative” will discuss the Securities and Exchange Commission (“SEC”) Rule 15c2-12 on municipal securities disclosure and its program to resolve outstanding disclosure violations: the Municipalities Continuing Disclosure Cooperation Initiative (“MCDC”). Read More

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Webinar: Leveraging Quest CE’s Policy Attestation Tool

Join us Wednesday August 24th at 12pm CST as our Account Executive Manager, MacKenzie Nold, demonstrates how Quest CE’s Policy Attestation Tool can help simplify your firm’s policy and procedure workflow, while strengthening compliance supervision. Read More

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Question of the Week: Non-Traditional ETFs

Test your industry knowledge by answering Quest CE’s exam question of the week!

Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Read More

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Webinar: Reviewing & Monitoring OBAs and PSTs

In this webinar, Quest CE’s Senior Sales Executive Jennifer Greene will clarify the important differences between outside business activities and private securities transactions, provide tips on how to successfully manage and mitigate potential conflicts and interest, as well as outline several case studies involving FINRA disciplinary actions. Join the discussion Tuesday, August 16th at 10am or 2pm CST. Read More

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Question of the Week: Fiduciary Rule

Test your industry knowledge by answering Quest CE’s exam question of the week!

Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Read More

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Quest CE Celebrates its 30th Anniversary [Images]

Quest CE, a leading provider of compliance management technology, is pleased to announce that this month it will celebrate its 30th year of providing high-quality continuing education programs to the financial services industry. Read More