Quest CE News

Find the latest course materials and corporate offerings.

New Course

Quest CE Releases Course on 529 Savings Plans

Quest CE today announced the addition the new Firm Element course, “529 Plans and ABLE Programs,” to its e-learning catalog. Read More

New Course

Quest CE Releases Course on Municipal Finance

Quest CE today announced the addition of the new Firm Element course, “Understanding Municipal Finance,” to its e-learning catalog. Read More

[WEBINAR] ‘Spring Clean’ Your Compliance Program

Spring is the perfect time to freshen up your Quest CE account - especially if you’re preparing to roll-out your internal training program in Q2/Q3. That’s why we're hosting a special webinar to share “tips and tricks” to help launch your 2019 training program with confidence. Read More

New Course

Quest CE Releases IA Course on Trading Practices

Quest CE today announced the addition of the new Investment Adviser course, “Trading Practices for Investment Advisers,” to its e-learning catalog. Read More

New Course

Quest CE Releases Privacy and Confidentiality Course

Quest CE today announced the addition of the new Investment Adviser course, “Privacy and Confidentiality for Investment Advisors,” to its e-learning catalog. Read More

New Course

Quest CE Releases Examination Priorities Course

Quest CE today announced the addition of the new Firm Element course, "FINRA and SEC Examination Priorities for 2019," to its e-learning catalog. Read More

New Course

Quest CE Releases Advertising Guidelines Course

Quest CE today announced the addition of the new Investment Adviser course, “Advertising Guidelines for Investment Advisers,” to its e-learning catalog. Read More

New Course

Quest CE Releases IA Political Contributions Course

Quest CE today announced the addition of the new Investment Advisor course, “Political Contributions and Pay-to-Play for Investment Advisors,” to its e-learning catalog. Read More

Quest CE to Attend the IAA Compliance Conference

Quest CE today announced that it will be exhibiting at the upcoming 2019 Investment Adviser (IAA) Compliance Conference in Washington, D.C.   Read More

New Course

Quest CE Releases Course on Books and Records

The SEC requires that broker-dealers create and maintain certain records so that, among other things, the SEC, self-regulatory organizations, and state securities regulators may conduct effective examinations of broker-dealers. Read More