Quest CE today announced the addition of a new Firm Element course to its e-learning catalog. The course, “Available Exemptions Under the DOL Rule,” examines the exemptions that were amended or added under the DOL fiduciary rule. Read More

In this webinar, we’ll discuss some of the most recent investment advisor happenings and how certain industry changes may fuel additional compliance considerations.  Read More

Quest CE today announced the addition of the new Firm Element course, “Phishing Awareness – The Human Factor of Security," to its e-learning catalog. Read More

Quest CE, today announced the addition of the new Firm Element course, “Senior Exploitation & Regulatory Concerns," to its e-learning catalog. The course discusses some of the major compliance concerns associated with today's aging population. Read More

Quest CE is excited to welcome Paul Luce to the position of Sales Executive. Luce brings with him several years of sales experience. Read More

With our CMS, you can easily track your representatives’ training completions and quickly schedule automatic email reminders through our Email Blast tool. Read More

The course, “Investment Advice for a Fee in Retirement Plans,” focuses on Retirement Plan Advisors and their role in assisting companies with choosing and managing their retirement plan offerings. Read More

The course, “Treatment of Non-Cash Compensation,” provides an overview of non-cash compensation and the various rules that are associated with these types of offerings. Read More

In this webinar, we’ll discuss senior financial exploitation and the associated regulatory concerns. More specifically, we’ll discuss a survey conducted by the NASAA which focuses on broker-dealer’s practices and procedures in relation to senior investors. Read More

Effective January 1, 2018, insurance producers holding a life insurance line of authority will be required to take a one time, four-hour annuities training course prior to selling, soliciting, or negotiating annuity products in Arizona. Read More