The Compliance Digest

Get expert compliance tips and up-to-date regulatory news.

SEC Refocuses on Enforcement of Crypto-Fraud

On August 29, 2019, the SEC announced that it has reached a settlement with a Dallas-based cryptocurrency dealer called Bitqyck to the tune of $10.1 million. Read More

The SEC is Hiring a “Crypto Securities” Advisor

The U.S. Securities and Exchange Commission is looking for a crypto specialist attorney advisor, according to a job posting on USA Jobs, an official government jobs portal. Read More

FINRA Files First Cryptocurrency Disciplinary Action

Investors mined more than 81 million HempCoin through late 2017 and bought/sold the security on two cryptocurrency exchanges, according to FINRA. Read More