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To help you celebrate National Social Media Day, we highlighted some of our top social media and communications courses, all of which are great options to include in your 2020 training plans. Read More
A recent influx of cheating scandals at testing centers has prompted FINRA to create new procedures on how to identify, and eliminate, cheating in the future. Read More
In this article we recap FINRA’s new white paper on artificial intelligence and the addition of two new "problem codes" to report customer complaint information. Read More
Both FINRA and the MSRB have proposed several rule changes to better align their regulation with the SEC's Regulation Best Interest ("Reg BI"). Read More
Whether you’re one of the many companies already capitalizing on webinar CE, or are simply looking for more information on how to get started, this article is your all-access pass to helping you get the most out of this newly sought-after delivery format. Read More
In this article, we'll tell you how you can tie continuing education into your content marketing materials to easily convert some of your web traffic.
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If you’re one of these people thinking about taking your live meeting online, but are a bit hesitant, this article helps dispel some common misconceptions we’ve encountered when firms are considering the transition to our on-demand compliance meeting solution. Read More
We were curious to know which of our Firm Element courses are leading the pack through the first few months in 2020. In this article, we feature the top 10 courses that are being delivered so far this year. Read More
FINRA is warning firms to beware of a recent phishing scheme that involves fraudulent emails that claim to be from FINRA officers. Read More
As businesses continue to shift during this time, so too have many of their marketing and client relationship strategies. In this article, we discuss how some companies are working digital CE voucher codes into their continuing education programs as a way to provide relief and stay connected with advisors. Read More
