In accordance with FINRA regulations and firm element training and tracking needs, Quest CE’s Individual and Firm Needs Analysis Surveys provide a comprehensive way to evaluate and prioritize the needs of firm’s individual broker dealers and associated sellers. These surveys help firms develop written training plans and custom tailored firm element programs.
Individual Needs Analysis
Quest CE’s Individual Needs Analysis Survey solicits information including products (retail and institutional), suitability, customer communications, and supervisory responsibility. Coordinate any selection of over 300 different courses for your registered representatives. An unlimited number of our courses are available for your annual usage as well. After the Needs Analysis and job functions are reviewed, you will assign appropriate courses to each representative. Courses are delivered via internet and successful completion is verified through a mastery exam.
Survey details are added to the database for immediate real time reporting. Company specific courses, including your Annual Compliance Meeting, can also be tracked with our easy to use, online Learning Management System, Renaissance.
Firm Needs Analysis
Convenient and easy to use, the Firm Needs Analysis Survey goes through various requirements and aspects of firms including their varying departments, job functions, services and products they currently offer and plan to offer, training priorities, and global competencies.
When the surveys are completed, results will be measured and firms will be provided with a customized snapshot of their companies and representatives needs in a way that will benefit everyone involved. Through Quest CE’s Firm Needs Analysis Survey, firms can utilize the results to create a firm element plan that will best suit their individual company’s needs.
Survey details are added to the database for immediate real time reporting. Company specific courses, including your Annual Compliance Meeting, can also be tracked with our easy to use, online Learning Management System, Renaissance.
If you would like to learn more about our Needs Analysis Surveys or demo the product please contact our sales department at 877-593-3366 or e-mail them at sales@questce.com.
