Quest CE’s Gifts and Entertainment Tracking Solution is built directly into Renaissance, our proprietary Learning Management System. Registered representatives are given 24/7 access their profiles and the ability to add new items to their profile as they occur. Compliance program administrators are instantly notified of new gifting activities providing them with a complete picture of their representatives’ activities and allowing them to approve or deny new Gifts and Entertainment activities.
Our online solution is easy and intuitive for both representatives and administrators, and helps to ensure complete firm compliance with FINRA’s rules and regulations.
If you would like to learn more about Quest CE’s Gifts and Entertainment Tracking or to demo the product please contact our sales department at 877-593-3366 or e-mail them at sales@questce.com.
