Quest CE’s online Compliance Consultant Programs allows you to offer our complete suite of Firm Element training and tracking solutions, while maintaining your firm’s corporate identity. Our learning portals and compliance tools can be customized to match your company’s look and feel, while to offering your clients a comprehensive compliance solution.
By taking advantage of Quest CE’s Compliance programs, you can select from any or all of the Firm Element Training and Tracking solutions including:
- Firm Element Training
- Anti-Money Laundering Training
- Annual Compliance Meetings
- Annual Compliance Questionnaires
- Needs Analysis Surveys
- Outside Business Activities Tracking
- Gifts and Entertainment Tracking
- Political Contributions Tracking
Firm Element Express
Firm Element Express allows program administrators to manage their FINRA required Firm Element Training on their own. With Firm Element Express, you can create a company profile, select the services you want to offer, assign training and tracking to the registered representatives, and pay for the launch and training associated with your Firm Element program in three easy steps.
Managed Firm Element Services
Managed Firm Element Services Quest CE’s premiere full service Firm Element solution. You can create a customized training and tracking solution by taking advantage of our dedicated Account Executive Team. Training portals can be customized to provide students with the look and feel of a company made site
Referral Advantage
This program allows your clients to obtain and purchase compliance training directly from Quest CE, based upon on your recommendation. This partnership ensures minimal consultant input, with maximum compliance output.
Program Features
Powered by Renaissance, our proprietary Learning Management System Learning Management, administrators can easily create, manage, and track interactive training courses and learning programs for all users. Our online platform eliminates the need install complex programs, invest huge amounts in hardware or software, or hire/maintain an expensive IT department. Administrative access is available 24 hours a day to track program completion and export client reports. Our systems are built and managed in-house allowing us to create customized portals for your company and/or clients. Your web portal will reflect your firm’s identity, creating a seamless experience for your clients and their registered representatives.
If you have any questions about our Compliance Consultant Programs or would like to demo a service contact our sales department at 877-593-3366 or e-mail them at sales@questce.com.
