Our Annual Compliance Questionnaire (ACQ) provides an innovative online solution to assist registered broker-dealers in the development, delivery, collection, and evaluation of required annual questionnaires. The information obtained through the questionnaire allows you to tailor your regulatory programs to better serve your firm.
Our ACQ solution is built directly into Renaissance , our proprietary Learning Management System (LMS). This gives you the ability to control the questions you ask, the types of reporting you require, and gives the compliance officer the ability to flag specific answers to illicit automatic e-mails notifying them of the representatives response.
ACQ Portal
Activity Features: Intuitive design makes it easy to add new activities to the profile
Administration Features: Instant Student updates and 24/7 real-time reporting
If you would like to learn more about Quest CE’s ACQ solution or demo the product please contact our sales department at 877-593-3366 or e-mail them at sales@questce.com.
