Quest CE’s Codex is the industry’s most intuitive compliance archiving solution, providing firms with a full suite of advanced compliance and archiving options. Codex’s social media archiving and tracking services, maintain the most complete firm coverage. Codex was designed to comply with FINRA, SEC, Sarbanes-Oxley, Gramm-Leach-bliley, FERC, NERC and HIPPA policies, to provide end-to-end solutions for firms of all sizes.
Social Media Compliance Suite
The Codex Social Media Compliance Suite includes social media policy and pre-approval attestation services, social media archiving, supervisory and representative social media training, and social media representative surveys. Codex’s archiving seamlessly integrates directly into a variety of social media applications, affirming the appropriate monitoring of representatives’ profiles. Click here to learn more.
New! Social Media Archiving Express (Codex Express)
Codex Express provides firms with the capabilities to track, monitor and archive all of their representatives’ social media interactions, without the administration of an outside provider. In three easy steps, compliance officers can set-up an account, enroll users, and launch their compliance program, affirming to FINRA that they are monitoring their firm’s social media communications. Click here to learn more.
Each Codex solution has a variety of reporting capabilities to guarantee that firms have a complete scope of all of their archiving activities. These can include pre-established lexicon search reports, social media attestation records, a month-to-month report on installation, uninstallation, deactivation, and date or time content searches.