For over 25-years, Quest CE has built a reputation of being the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest also provides a complete spectrum of compliance training and supervisory solutions including the Financial Industry Regulatory Authority (FINRA) annually required Firm Element program and compliance tracking controls.
Quest CE is the industry’s largest Third Party Administrator for organizations maintaining their own Continuing Education Providerships. We offer dynamic custom training solutions, superior customer service and advanced administrative features for over 350 top tier organizations, all maintained in our proprietary Insurance CE Administrative Tool, Questtrak.
Quest CE offers an array of continuing education options, including FINRA’s annually required Firm Element training program, state required insurance continuing education requirements, designation training, and NAIC annuity suitability training. To ensure industry best practice, Quest CE conducts extensive, annual course audits for all clients and courses to maintain a course arsenal geared to evolve with the ever-changing landscape of the financial services industry.
In today’s complex regulatory environment, firms now, more than ever, need to integrate supervisory procedures and regulatory compliance programs into their every day security operations. Quest CE’s compliance and supervisory procedures help firms mange their firm’s entire compliance program with solutions for annual tracking (i.e. OBAs, Securities Transactions, Audit Logs, Political Contributions, Gifts and Entertainment), branch audit management, annual compliance questionnaires, on-demand annual compliance meetings and social media archiving.
NAIC Annuity Training
Quest CE simplifies the NAIC’s Annuity Training requirements for producers, insurance carriers and broker-dealers with a streamlined annuity suitability training solution, featuring the industry’s only automated reciprocity engine. Quest CE’s NAIC platform features producer self-registration, seamless login for captive agents, and encrypted data feeds for broker-dealers and carriers.
Quest CE prides itself in the creation, execution and continual growth of its proprietary technological systems. Unlike other vendors who outsource their technology, Quest CE’s in-house team of programmers, designers and administrators, design, create and program solutions that meet the needs of all of our clientele, big or small.
Quest CE’s online Compliance Consultant Programs allows you to offer our complete suite of Firm Element training and tracking solutions, while maintaining your firm’s corporate identity. Our learning portals and compliance tools can be customized to match your company’s look and feel, while offering your clients a comprehensive compliance solution.