Quest CE is Proud to Announce the Hiring of Kate Sala as Accounting Specialist
MILWAUKEE – May 3, 2012 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the hire Kate Sala as Accounting Specialist. In her new role, Sala will report directly to the … Continue reading
FINRA Fees May Raise Up to 50% for B-Ds
BROKER-DEALER COMPLIANCE NEWSLETTER EXCERPT – May 2012 –A recent InvestmentNews article revealed that the Financial Industry Regulatory Authority Inc. (FINRA) is raising multiple user fees it charges broker-dealer. “The broader economic downturn continues to affect trading volumes and industry revenues, which … Continue reading
Quest CE Special Edition: Delivering Successful CE Events Part 2
The most important step to increasing producer attendance at CE events is to understand the needs and wants from the producer’s perspective. The best way for carriers to explore this perspective is by analyzing the facts and opinions collected from … Continue reading
Quest CE Hires Jake Schoemann as Sales Executive
MILWAUKEE – April 30, 2012 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is excited to announce the newest addition to their expanding sales team, Jake Schoemann. Schoemann will be joining the sales team … Continue reading
Quest CE’s Anticipates the One Year Anniversary of FE Express
Milwaukee – April 25, 2012 – Quest CE premier provider of insurance continuing education and FINRA firm element training, is excited to announce the upcoming anniversary of their Firm Element Express solution. Firm Element Express caters directly to independent broker-dealers by … Continue reading
Quest CE to Add Six New Sales Account Executive Professionals
MILWAUKEE– April 19, 2012 – Quest CE premier provider of insurance continuing education and FINRA firm element training has announced plans to fill positions for six new Sales Account Executives. This newly expanded sales force will facilitate company efforts in … Continue reading
Quest CE Announces Expansion Plans for Corporate Headquarters
MILWAUKEE – April 18, 2012 – Quest CE, premier provider of compliance training, tracking and social media compliance solutions to the financial services industry, announced the expansion plans for their corporate headquarters located in Milwaukee, Wisconsin. This expansion is symbolic of the … Continue reading
A Spotlight on Quest CE’s Annual Course Audit Process
Quest CE believes that providing representatives with the most current, industry hot topics and course content is essential groundwork to providing industry-leading continuing education (CE). In order to provide such training, Quest CE conducts extensive, annual course audits to maintain … Continue reading
CFP Board Recommends Easy to Understand Disclosures
INVESTMENT ADVISER NEWSLETTER EXCERPT – April 2012 –The Certified Financial Planner Board of Standards (CFP Board) wrote a recommendation letter to the Securities and Exchange Commission (SEC) discussing the SEC’s recent study on the financial literacy of investors. Following the outcome of … Continue reading
SEC Recruits New Examiners to Focus on Three Exam Priorities
INVESTMENT ADVISER NEWSLETTER EXCERPT – April 2012 –According to an AdvisorOne article, the Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) has hired 130 new examiners over the last 18 months, in efforts to decrease regulatory oversight. These … Continue reading
