Category Archives: Securities

Quest CE Introduces Compliance Consultant Programs

Quest CE, premier provider of insurance continuing education and FINRA firm element training and tracking, is proud to introduce Compliance Consultant Programs, the industry’s first fully integrated Firm Element Training and Tracking solution for compliance consultants. Through the comprehensive programs, … Continue reading

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Quest CE’s Hawaii Annuity Training Course Approved

MILWAUKEE – August 15, 2011 – Quest CE, premier provider of insurance continuing education and FINRA firm element training and tracking, is proud to announce their Hawaii Annuities Training Course has been approved and meets the state’s annuity training requirements. … Continue reading

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New FINRA “Annual Compliance Reminders” Course

MILWAUKEE – June 7, 2011 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the addition of a new course to their Firm Element Course Catalog titled, “Annual Compliance Reminders for … Continue reading

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Quest CE Announces New Firm Element Course on FINRA Rules 2090 and 2111

MILWAUKEE – May 31, 2011 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the authoring of a new course titled, “FINRA Rules 2090 and 2111: Know Your Customer and Suitability.” … Continue reading

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Quest CE Offers Exchange Traded Funds Investing Course

MILWAUKEE – May 31, 2011 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to offer their Firm Element Exchange Traded Funds (ETF) Investing course. The course will be available for 2011 Firm … Continue reading

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Introducing Quest CE’s Branch Audit Tool

MILWAUKEE – April 19, 2011 – Quest CE, premier provider of insurance continuing education and FINRA compliance training, is proud to announce the Branch Audit Tool, an innovative addition to their industry leading suite of Firm Element compliance training solutions. … Continue reading

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Quest CE Offers 2011 Anti-Money Laundering Training Course

MILWAUKEE – February 11, 2011 – Quest CE, premier provider of continuing education and compliance training, is proud to offer their 2011 Anti-Money Laundering Regulations and Ramifications course. Quest CE’s course is live and available for purchase. This course was … Continue reading

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Quest CE Offers Alternative Investments Training

MILWAUKEE – January 12, 2011 – Quest Continuing Education Solutions (Quest CE) is proud to offer the industry’s most well-informed courses to top financial services professionals. Recent research indicates that discussions around alternative investments are becoming more widely held. Quest … Continue reading

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Sign Up for Our Firm Element Best Practices Webinars

Quest CE will host a series of Firm Element Best Practices Webinars. These Best Practices Sessions will feature a review of the results from our Annual Firm Element Program Audit survey taken by our valued Firm Element clients. Quest CE … Continue reading

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New Forex Currency Trading Course in Our 2011 Firm Element Catalog

Quest CE is proud to announce one of their new 2011 highly anticipated Firm Element Courses titled “Forex Currency Trading.” Quest authors between 30 and 50 new courses every year with course content ideas coming directly from their client base … Continue reading

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