Category Archives: Industry News
Quest CE is Proud to Announce the Hiring of Kate Sala as Accounting Specialist
MILWAUKEE – May 3, 2012 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the hire Kate Sala as Accounting Specialist. In her new role, Sala will report directly to the … Continue reading
FINRA Fees May Raise Up to 50% for B-Ds
BROKER-DEALER COMPLIANCE NEWSLETTER EXCERPT – May 2012 –A recent InvestmentNews article revealed that the Financial Industry Regulatory Authority Inc. (FINRA) is raising multiple user fees it charges broker-dealer. “The broader economic downturn continues to affect trading volumes and industry revenues, which … Continue reading
Quest CE Special Edition: Delivering Successful CE Events Part 2
The most important step to increasing producer attendance at CE events is to understand the needs and wants from the producer’s perspective. The best way for carriers to explore this perspective is by analyzing the facts and opinions collected from … Continue reading
Quest CE’s Anticipates the One Year Anniversary of FE Express
Milwaukee – April 25, 2012 – Quest CE premier provider of insurance continuing education and FINRA firm element training, is excited to announce the upcoming anniversary of their Firm Element Express solution. Firm Element Express caters directly to independent broker-dealers by … Continue reading
Quest CE to Add Six New Sales Account Executive Professionals
MILWAUKEE– April 19, 2012 – Quest CE premier provider of insurance continuing education and FINRA firm element training has announced plans to fill positions for six new Sales Account Executives. This newly expanded sales force will facilitate company efforts in … Continue reading
Quest CE Announces Expansion Plans for Corporate Headquarters
MILWAUKEE – April 18, 2012 – Quest CE, premier provider of compliance training, tracking and social media compliance solutions to the financial services industry, announced the expansion plans for their corporate headquarters located in Milwaukee, Wisconsin. This expansion is symbolic of the … Continue reading
NAIC Defines its Industry Role as NOT a Regulator
INSURANCE CARRIER NEWSLETTER EXCERPT – April 2012 –According to PropertyCasulty360.com, The National Association of Insurance Commissioners (NAIC) clearly defined its role to a member of Congress as “not a regulatory body,” but instead as an entity who focuses on creating and providing … Continue reading
SEC Raises Rule Requirements for Advisory Performance Fees
RIA NEWSLETTER EXCERPT – March 2012 –A recent AdvisorOne article discussed the Securities and Exchange Commission’s announcement that it has decided to “tighten its rule on investment advisory performance fees to raise the net worth requirement for investors who pay … Continue reading
SEC Budget Requests More Examiners
INSURANCE NEWSLETTER EXCERPT – March 2012 – According to a recent InvestmentNews release, the recent budget proposal by the Obama administration would allow the Securities and Exchange Commission (SEC) to add over 200 new RIA examiners. Many think this proposal will … Continue reading
Quest CE Exhibiting Partner at the 2012 IRI Marketing Summit
MILWAUKEE – March 5, 2012 – This April, Quest CE is proud to be an exhibiting partner at the 2012 IRI Marketing Summit, “Retirement. Reinvented.” The Insured Retirement Institute is a national not-for-profit organization that brings together the interests of … Continue reading
