Category Archives: Certified Financial Planner
CFP Board Recommends Easy to Understand Disclosures
INVESTMENT ADVISER NEWSLETTER EXCERPT – April 2012 –The Certified Financial Planner Board of Standards (CFP Board) wrote a recommendation letter to the Securities and Exchange Commission (SEC) discussing the SEC’s recent study on the financial literacy of investors. Following the outcome of … Continue reading
September is Client Appreciation Month at Quest CE Solutions
This year at Quest CE we have a great deal to be thankful for. Within the past few months we have celebrated our 5th Anniversary as Quest Continuing Education Solutions; awarded one of the ”Top Milwaukee Workplaces” by the Milwaukee … Continue reading
2010 CFP Updates to CE Sponsor and Program Registration Process
The CFP Board announced upcoming changes to CFP Board’s continuing education policies. The following is an overview of some changes that went into effect January 1, 2010: • CE Sponsor registration with CFP Board is required on an annual, calendar … Continue reading
Quest CE Develops New CFP® 2008 Code of Ethics and Professional Responsibility Course
Brookfield WI – Quest CE the leading provider of Online Compliance management solutions for the financial services industry just announced the availability of their new course that covers CFP Board of Standards’ 2008 Code of Ethics. The course, CFP® Code … Continue reading
CFP Board Picks Five Members For Discipline And Ethics Commission
The Certified Financial Planner Board of Standards on Tuesday chose five new members for its Discipline and Ethics Commission (DEC) to replace the five individuals who quit in March to protest changes to the DEC’s operations. The new members–all CFP … Continue reading
