Test your industry knowledge by answering Quest CE’s exam question of the week! Exam questions are drawn directly from Quest CE’s exam portal, and feature a wide range of topics including suitability, ethics, regulation and anti-money laundering. Be sure to submit your answer in the comments section and check back Thursday for the correct answer.
Course Topic: Sarbanes-Oxley Overview
Question: The Sarbanes-Oxley Act of 2002 contains ___ titles, or sections, ranging from additional Corporate Board responsibilities to criminal penalties, and requires the Securities and Exchange Commission (SEC) to implement rulings on requirements to comply with the new law.
a.) 2
b.) 5
c.) 11
d.) over 100
c.) 11